Regulatory Compliance Officer Level 4

Entry Requirements:
English & maths GCSE at grade 9-4
Cost:
FREE*

Guard our Financial Institutions from Corruption!

The Level 4 Regulatory Compliance Officer Apprenticeship is designed for individuals aiming to play a pivotal role in ensuring that businesses adhere to laws and regulations. This programme is ideal for those interested in public service roles within local authorities or national regulators, as well as private sector positions focused on compliance and risk management.

 

Over approximately 27 months, apprentices gain hands-on experience and in-depth knowledge of regulatory frameworks, risk assessment, and business compliance. The programme equips learners with the skills to conduct audits, analyze data, and provide actionable advice to businesses, ensuring they meet legal and industry standards.

Graduates of this apprenticeship are well-prepared for roles such as Compliance Officer, Regulatory Affairs Specialist, or Risk Analyst. The qualification not only enhances career prospects but also contributes to the broader goal of maintaining fair and safe business practices across various sectors.

Over approximately 27 months, apprentices gain hands-on experience and in-depth knowledge of regulatory frameworks, risk assessment, and business compliance. The programme equips learners with the skills to conduct audits, analyze data, and provide actionable advice to businesses, ensuring they meet legal and industry standards.

Graduates of this apprenticeship are well-prepared for roles such as Compliance Officer, Regulatory Affairs Specialist, or Risk Analyst. The qualification not only enhances career prospects but also contributes to the broader goal of maintaining fair and safe business practices across various sectors.

Entry Requirements:
  • English and Maths: Apprentices must achieve Level 2 qualifications in English and Maths prior to the end-point assessment.
  • Employer Criteria: Specific entry requirements may vary by employer, but typically include a strong interest in regulatory compliance and relevant work experience or qualifications.
Duration:
Approximately 27 months

Skills Learned:

Apprentices will develop knowledge and skills in the following areas:

  • Regulatory Frameworks: Understanding the role of regulation as a governmental tool, legal frameworks, and the architecture of regulatory systems.
  • Risk Assessment: Conducting risk assessments to guide compliance activities and resource allocation.
  • Business Compliance: Assessing and advising businesses on compliance with relevant legislation and standards, such as ISO.
  • Data Analysis: Collecting and analyzing business data to build a picture of compliance and inform decision-making.
  • Communication: Providing information, guidance, and advice to businesses, and managing relationships with stakeholders.
  • Investigation and Reporting: Conducting audits, writing reports, and dealing with complaints and non-compliance issues.
Assessment Components
  • Knowledge Exam: A multiple-choice and short-answer test assessing understanding of regulatory frameworks and risk assessment.
  • Observation of Professional Practice: An assessor observes the apprentice performing tasks in their work environment.
  • Viva (Interview and Professional Discussion): A discussion based on a portfolio of evidence demonstrating the apprentice’s knowledge, skills, and behaviours.
Start Date:
Start immediately

Cost:
FREE*

If you have any questions please contact us!

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Regulatory Compliance Officer Level 4

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